Compliance, Risk & Governance jim
Compliance, Risk & Governance
Axis’ Compliance, Risk & Governance framework implements a holistic regulatory platform to create a sustainable program providing transparency & mitigating risks. It incorporates process and technology components that allow organizations at any level of maturity to be successful.
CCAR: We can provide teams to help you prepare for the annual assessment including the 3 Stress Scenarios — Baseline, Adverse, and Severely Adverse. We can perform program management and implement system integration and reporting projects.
AML : Provide Examination Preparation, Transaction Review/Look-back/Investigation and assist in the implementation of the program. Provide insight into any gaps in the AML program and mitigate risk by performing assessment prior to formal audit.
Provide your team with the AML project experience they need
Provide management meaningful reporting and risk management.